RECORDED OC -Best Practices for Changing Recordkeepers

  • 30 Apr 2020
  • 07 Jul 2020


Registration is closed

Best Practices For Changing


The Presentation:

Our panel of speakers will be providing an overview of what happens when recordkeepers are changed. Each panelist will discuss what are their portion of the process and their responsibilities. Also what will be discusses in how they cooperate and work with each other as well as how they support one another.

Further, each panelist will discuss common issues to look for; and, a list of what would be helpful in order to complete the process.

The Panelists:

The Advisor’s Role: Joe Park, ChFC®, QKA, CPFA, Director of Retirement Services, Burnham Gibson

The Recordkeeper’s Transition Role:Janelle Sotelo, QKA, Senior Implementation Consultant, Empower Retirement

The TPA’s Role:Margaret Martinazzi, QKA, Senior Consultant, Pension Benefits Unlimited

The Employer's Perspective:Sherrie Boutwell, Partner, Boutwell Fay, LLP

Continuing Education: 

2 CE for AIF Certification 

2 CE for ASPPA certifications

2 CEC for NIPA certifications

2 CPE for CEBS

1.75 hours MCLE for California attorneys

2 hours for Certified Financial Planners

2 hours for CRPS  

2 hour for ERPA and Enrolled Agents 

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