RECORDED WEBINAR: 

RETIREMENT PLAN POLICY STATEMENTS

Are your Clients' Plans Correct?

An in-depth look at the role of written policy statements in carrying out Fiduciary Best Practices

• ·       What documented policies are important for fiduciary protection of 401(k) and 403(b) plans?
• ·       How do these policies protect the plan fiduciaries
• ·       What should be in these policies?
• ·       Is there a risk to having written policy statements?

Our Speaker:

Stuart Hack, CLU, JD is a Partner with Sunlin Consulting LLC and Vice President of Sunlin Consulting Investment Advisory Services LLC. He advises qualified plan sponsors and record keepers on fiduciary liability exposure management. He designs, implements and monitors fiduciary best-practices programs, including fully documented ERISA 404(a)(5), 404(c) and 408(b)(2) compliance solutions. Stuart also designs and manages ERISA 3(38) fiduciary solutions that record keepers offer to participant-directed defined contribution plan sponsors and financial advisors. His experience includes over 30 years as CEO of a benefits consulting and registered investment advisory firm and the co-founder of a daily recordkeeping service provider. He currently serves on the Board and was past President of the Orange County chapter of the Western Pension & Benefits Council.

Who Should Attend:

Financial Advisors who want to understand the role of written policy statements for fiduciary protection for plan sponsors and for effective plan operation

Plan Fiduciaries who want to maximize their fiduciary liability protection and plan effectiveness

Service Providers third-party administrators and accountants who want to know more about the importance of written policy statements for plan sponsiors.

All Benefits Professionals who are interested in participating in a high-quality educational forum and want to benefit from the knowledge and experience of other benefits professionals.

Continuing Ed:

1 CE for AIF Certification

1 CE for ASPPA certifications

1 CEC for NIPA certifications

1 CPE for CEBS

1 CE for JBEA

1 hour MCLE for California attorneys

1 hours for California CPAs

1 hours for Certified Financial Planners 

1 hour for ERPA and Enrolled Agents

Cost: $50 for members, $75 for non-members. 

For those who cannot attend the live webinar broadcast, a recording of the webinar will be available within one week of the live webinar date. To register to receive a link to the webinar recording, just go through the regular registration process and a link will be sent to you via e-mail as soon as it is available. Please follow the link below to register using a credit or debit card. For group registration, please contact Marti Hack directly at webinars@westernpension.org.

Thank you to the sponsor of this Webinar: